SENIOR MANAGER (Investment Operational Risk & Compliance) ($8000-$13,000/AWS/VB)ref: YL

$13K + AWS + VB + allowance

5 working days, Mon – Fri, normal office hours

Location: North

 

Responsibilities

  • Work with the Investment department to perform periodic Risk and Control Self-Assessment (RCSA), Controls Testing and Quality Assurance Reviews, and recommend enhancements on the adequacy of the design of internal controls and processes.
  • Provide second-line approvals on Investment Management Agreements (IMAs), Investment Portfolios Guidelines, new instruments/ETFs/funds, and other requests from the Investment department.
  • Participate in regular due diligence reviews and evaluate External Fund Managers.
  • Review investment performance reporting and respective Investment standard operating procedures (SOP) on a regular basis.
  • Review the Investment Compliance Charter, policies and procedures.
  • Assess, disseminate and advice on regulations applicable to investment activities.
  • Review and assess investment regulatory breaches and maintain the Investment Breach Register.
  • Incident notification, assessment and reporting (to internal stakeholders and regulators) for investment related activities.

 

Requirements

  • Degree in Accounting, Finance, Law or equivalent.
  • Minimum 3 years of relevant experience.
  • Familiarity with MAS regulations, notices and guidelines with respect to Fund Management and Insurance Investments is a plus.
  • Excellent communication and interpersonal skills

 

Competitive remuneration package will be offered to the shortlisted candidate.

 

Interested candidates, please send your updated CV in MS Words format stating your last drawn salary, expected salary, notice period and reason for leaving last / past employment(s) and email to recruit@caed.com.sg for priority processing.

To find out more job opportunities, visit Career Edge Asia at www.caed.com.sg for all job listings.

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CAREER EDGE ASIA PTE LTD
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To find out more job opportunities, visit Career Edge Asia at www.caed.com.sg for all job listings.
Email: recruit@caed.com.sg

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Career Edge Asia has emerged as a team of staffing specialists who aims to provide a one-stop staffing solution by connecting the right candidates to the right organizations across Asia Pacific regions.

Email : recruit@caed.com.sg

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