COMPLIANCE MANAGER (Asset Management) ($6000-$7000/AWS/VB)ref: ET

$7K + AWS + VB + allowance

5 working days, Mon – Fri, normal office hours

Location: West

 

Responsibilities

  • Managing of Client onboarding and review
  • Develop, modify and implement company policies and regulations
  • Design and monitor control systems to prevent or deal with violations of legal guidelines and internal policies
  • Oversee all business operations relating to compliance including policies, investments and procedures.
  • Evaluate the efficiency of controls and improve them continuously
  • Revise procedures, reports etc. periodically to identify hidden risks or non-conformity issues
  • Assess the business’s future ventures to identify possible compliance risks and provide assistance to Products and Research Team
  • Prepare reports for senior management and external regulatory bodies as appropriate

 

Requirements

  • Minimum Bachelor’s Degree/Diploma in Business Administration, Law, Finance, Compliance and AML or related field.
  • Minimum 5 years of relevant experience.
  • Compliance experience in the financial industry is a plus.
  • Excellent communication and interpersonal skills

 

Competitive remuneration package will be offered to the shortlisted candidate.

 

Interested candidates, please send your updated CV in MS Words format stating your last drawn salary, expected salary, notice period and reason for leaving last / past employment(s) and email to recruit@caed.com.sg for priority processing.

To find out more job opportunities, visit Career Edge Asia at www.caed.com.sg for all job listings.

Please connect us via LinkedIn as follows for efficient messaging:

https://www.linkedin.com/in/career-edge-asia-pte-ltd-558a18139/?originalSubdomain=sg

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CAREER EDGE ASIA PTE LTD
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To find out more job opportunities, visit Career Edge Asia at www.caed.com.sg for all job listings.
Email: recruit@caed.com.sg

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Career Edge Asia has emerged as a team of staffing specialists who aims to provide a one-stop staffing solution by connecting the right candidates to the right organizations across Asia Pacific regions.

Email : recruit@caed.com.sg

Engineering & Technical Division : engr@caed.com.sg

IT & Telecommunication Division : infocomm@caed.com.sg

Phone : (65) 6846 0056

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